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Michael Joseph Monti

Riversource Distributors, Inc.

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About Michael Joseph Monti

Michael Monti is a financial advisor with Riversource Distributors, Inc. in Minneapolis, MN. Michael has been in the industry for over 1 year. Michael holds the Series 7TO, Series 63, and SIE licenses. Michael is registered with the Financial Industry Regulatory Authority (FINRA) and is licensed to sell securities in 13 states including Alaska, Arizona, California, Florida, Idaho, Minnesota, Montana, Nevada, New York, Oregon, Texas, Utah and Washington. Michael is also registered with the Investment Adviser Association (IAA).

Firm Information

Michael Monti is currently registered with Riversource Distributors, Inc.. Riversource Distributors, Inc. is a corporation formed on December 9, 2005, and is registered to operate in all 50 states, as well as Puerto Rico and the District of Columbia. The firm has been approved by the SEC and has been subject to two regulatory events and one arbitration claim.

Not reported

Assets Under Management

Not reported

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Monti’s Registration & Firm History

MN

08/30/2023 - Present

Riversource Distributors, Inc. (Minneapolis MN)

MN

03/23/2023 - 08/28/2023

THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)

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Licenses & Designations

BC

Issued 09/08/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/23/2023

Series 7TO - General Securities Representative Examination

BC

Issued 02/17/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Monti.
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