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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Mellody is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., where Michael has been since October 2009. Michael has been in the industry since January 1997 and has an active Broker-Dealer registration and an active Investment Advisor registration. Michael is a registered representative in New Jersey, New York, and Texas. Michael specializes in providing financial advice to individuals, businesses, insurance companies, charitable organizations, pension plans, and government entities. Michael's previous employers include BANC of America Investment Services, INC., Quick & Reilly, INC., AXA Distributors, LLC, PaineWebber Incorporated, Equitable Distributors, INC., Copeland Equities, INC., and Fortis Investors, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
05/17/2011 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NJ
10/20/2004 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (HACKENSACK NJ)
NY
04/02/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
NC
10/03/2000 - 03/19/2004
AXA DISTRIBUTORS, LLC (CHARLOTTE NC)
NJ
06/30/1998 - 09/29/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NC
04/15/1998 - 06/04/1998
EQUITABLE DISTRIBUTORS, INC. (CHARLOTTE NC)
NJ
04/28/1995 - 05/23/1996
COPELAND EQUITIES, INC. (SOMERSET NJ)
MN
01/03/1995 - 04/13/1995
FORTIS INVESTORS, INC. (OAKDALE MN)
IA
Issued 08/19/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 12/23/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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