Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph McWalters is a financial advisor at Citizens JMP Securities, LLC. Michael is a registered representative with 18 years of experience in the financial services industry. Michael's previous employers include Citizens Capital Markets, Chase Investment Services Corp. and Morgan Stanley DW Inc. Michael is a graduate of the University of Connecticut. Michael has passed the Series 63, 66, 7, 79, 31 and SIE exams. Michael is registered to conduct business in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CT
08/01/2023 - Present
Citizens JMP Securities, LLC (STAMFORD CT)
CT
01/12/2018 - 08/01/2023
CITIZENS CAPITAL MARKETS (STAMFORD CT)
CT
07/20/2005 - 10/29/2007
CHASE INVESTMENT SERVICES CORP. (NEW CANAAN CT)
NY
09/03/2004 - 06/20/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
BC
Issued 02/23/2018
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 09/29/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/12/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/17/2004
Series 31 - Futures Managed Funds Examination
BC
Issued 09/02/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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