Unclaimed
Michael McCarthy is a financial advisor with Cetera Investment Advisers LLC in Myrtle Beach, South Carolina. Michael has been in the financial services industry since 1993 and has experience in providing financial planning, investment advice, and portfolio management services. Michael holds Series 6, 7, 63, and 66 licenses and has been registered with the state of South Carolina since 2024.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
SC
02/15/2024 - Present
Cetera Investment Advisers LLC (Myrtle Beach SC)
FL
01/04/2019 - 02/21/2024
LPL FINANCIAL LLC (BOCA RATON FL)
NJ
09/10/1997 - 01/17/2019
KESTRA INVESTMENT SERVICES, LLC (FLORHAM PARK NJ)
NY
11/03/1994 - 09/10/1997
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
11/03/1994 - 09/10/1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MA
06/17/1993 - 11/10/1994
ALLMERICA INVESTMENTS, INC. (WORCESTER MA)
BOTH
Issued 9/4/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/28/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 3/7/2007
Series 7 - General Securities Representative Examination
BC
Issued 6/16/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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