Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Mates is a financial professional with over 20 years of experience in the industry. Michael currently works with Nylife Distributors LLC and is registered with FINRA. Michael holds a Series 6 and Series 63 license and has passed the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
02/25/2010 - Present
Nylife Distributors LLC (Cleveland OH)
MN
07/01/1996 - 12/31/1997
FORTIS INVESTORS, INC. (OAKDALE MN)
NA
11/22/1993 - 09/30/1994
SOCIETY INVESTMENTS, INC.
BC
Issued 11/22/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/24/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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