Unclaimed
Michael Maehl is an Investment Advisor Representative with Commonwealth Financial Network. Michael has over 40 years of experience in the financial services industry. Michael is registered with the state of Washington as an investment advisor and has a Series 7TO, SIE, Series 31, PC, Series 5, Series 000, and Series 1 license. Michael provides financial planning, pension consulting, educational seminars, publication of periodicals, selection of other advisors, portfolio management for businesses, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
12/22/2021 - Present
Commonwealth Financial Network (Spokane WA)
AZ
11/06/2020 - 12/21/2021
SECURITIES AMERICA, INC. (Sun City West AZ)
WA
03/10/2008 - 11/06/2020
KMS FINANCIAL SERVICES, INC. (SPOKANE WA)
WA
08/12/2006 - 03/20/2008
UBS FINANCIAL SERVICES INC. (KENNEWICK WA)
WA
10/13/1999 - 08/12/2006
PIPER JAFFRAY & CO. (KENNEWICK WA)
MN
08/03/1998 - 10/25/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/03/1998 - 10/25/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
08/06/1993 - 08/12/1998
SMITH BARNEY INC. (NEW YORK NY)
MO
09/04/1990 - 08/03/1993
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
02/04/1988 - 09/04/1990
BATEMAN EICHLER, HILL RICHARDS, INCORPORATED
NA
10/22/1985 - 02/04/1988
BOETTCHER & COMPANY, INC.
NA
08/13/1984 - 10/28/1985
SHEARSON LEHMAN BROTHERS INC.
NA
11/11/1982 - 08/28/1984
DEAN WITTER REYNOLDS INC.
NA
01/08/1980 - 10/28/1982
OPPENHEIMER & CO., INC.
NA
07/31/1978 - 01/14/1980
THE CHICAGO CORPORATION
NA
09/03/1974 - 08/29/1978
WAYNE HUMMER & CO.
NA
10/10/1973 - 09/22/1974
REYNOLDS SECURITIES, INC.
IA
Issued 04/05/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/29/1979
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/05/1983
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2003
Series 31 - Futures Managed Funds Examination
BC
Issued 03/08/1994
PC - AMEX Put and Call Exam
BC
Issued 10/19/1981
Series 5 - Interest Rate Options Examination
BC
Issued 10/08/1973
Series 000 - General Securities Principal Examination
BC
Issued 10/08/1973
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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