Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lucia is a financial professional with over 30 years of experience in the financial services industry. Michael is registered to offer securities and investment advisory services in 19 states. Michael is currently affiliated with Brokers International Financial Services, LLC, a firm with over 173 investment advisor representatives, and over 11,000 clients, offering a wide range of services, including financial planning, portfolio management for individuals, educational seminars and publication of periodicals. Michael has held previous positions with H. Beck, Inc., Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Securities America, Inc., Lucia Financial LLC, The Advisors Group, Inc., John Hancock Distributors, Inc., and John Hancock Mutual Life Insurance Company.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Percentage of assets managed by third-party advisor firms
1
2
CA
04/03/2018 - Present
Brokers International Financial Services, LLC (San Diego CA)
CA
07/08/2009 - 04/20/2018
H. BECK, INC. (SAN DIEGO CA)
CA
06/01/2009 - 06/23/2009
MORGAN STANLEY SMITH BARNEY (SAN DIEGO CA)
CA
08/17/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (SAN DIEGO CA)
NV
09/30/2002 - 08/22/2007
SECURITIES AMERICA, INC. (LAS VEGAS NV)
CA
10/19/2006 - 08/20/2007
LUCIA FINANCIAL LLC (SAN DIEGO CA)
MD
02/02/1996 - 09/30/2002
THE ADVISORS GROUP, INC. (BETHESDA MD)
MA
04/09/1992 - 03/21/1996
JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)
MA
04/09/1992 - 03/21/1996
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)
BC
Issued 04/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1997
Series 7 - General Securities Representative Examination
BC
Issued 04/07/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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