Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Lavi is a financial professional with over 10 years of experience in the securities industry. Michael is currently registered with Smbc Nikko Securities America, Inc. Michael's previous roles have included working at TD Securities (USA) LLC and UBS Securities LLC. Michael's experience in the industry encompasses a wide range of investment products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/06/2022 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
01/03/2019 - 03/21/2022
TD SECURITIES (USA) LLC (NEW YORK NY)
NY
12/11/2013 - 01/09/2019
UBS SECURITIES LLC (NEW YORK NY)
BC
Issued 09/22/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/10/2014
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/13/2020
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/13/2014
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 12/11/2013
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
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FINRA
N
NYSE Arca, Inc.
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