Unclaimed
Michael Lardieri is a financial advisor based in NEW YORK, NY. Michael is currently registered with Bbva Securities Inc. and has been in the industry since 2011. Michael has held previous positions with Natixis Securities Americas LLC and UBS Financial Services Inc. Michael holds the Series 3, 7, 63, 66, 79, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/12/2023 - Present
Bbva Securities Inc. (NEW YORK NY)
NY
11/21/2017 - 12/14/2023
NATIXIS SECURITIES AMERICAS LLC (NEW YORK NY)
NY
09/19/2008 - 05/20/2010
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NY
10/13/2003 - 10/02/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 12/19/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/21/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/21/2017
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/19/2004
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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