Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Kraus is a financial professional with over 16 years of experience in the industry. Michael has a strong background in investment banking and operations. Michael is currently registered with Vaquero Capital LLC and DWM Finance LLC and has previously held positions at CTL Securities LLC, Provenance Capital Services LLC, Digital Capital Markets LLC, New Rye Securities, LLC, HT Capital Securities, LLC, Sageworks Capital Inc., United First Partners LLC, and Madison Capital Markets, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/04/2021 - Present
Vaquero Capital LLC (SAN FRANCISCO CA)
IL
02/01/2022 - 02/22/2022
PROVENANCE CAPITAL SERVICES LLC (NORTHBROOK IL)
MD
09/30/2019 - 04/02/2021
DIGITAL CAPITAL MARKETS LLC (Bethesda MD)
NY
03/25/2013 - 04/02/2020
NEW RYE SECURITIES, LLC (Hawthorne NY)
NY
05/02/2011 - 11/22/2019
HT CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
02/27/2013 - 04/01/2013
SAGEWORKS CAPITAL INC. (NEW YORK NY)
NY
08/09/2011 - 10/11/2012
UNITED FIRST PARTNERS LLC (NEW YORK NY)
NY
06/22/2006 - 04/29/2008
MADISON CAPITAL MARKETS, INC. (WHITE PLAINS NY)
NA
06/20/1984 - 08/16/1984
FIRST INVESTORS CORPORATION
BC
Issued 03/24/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 09/11/2012
Series 27 - Financial and Operations Principal Examination
BC
Issued 09/28/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/19/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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