Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Kelly has been in the financial industry since January 1993. Michael is currently registered with Performance Trust Capital Partners, LLC. Michael was previously registered with KNIGHT CAPITAL AMERICAS LLC, KNIGHT CAPITAL AMERICAS, L.P., KNIGHT LIBERTAS LLC, EQUUS FINANCIAL CONSULTING LLC, HSBC SECURITIES (USA) INC., FTN FINANCIAL SECURITIES CORP, WACHOVIA SECURITIES, INC., FIRST UNION CAPITAL MARKETS CORP., and GOLDMAN, SACHS & CO..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
IL
04/25/2013 - Present
Performance Trust Capital Partners, LLC (CHICAGO IL)
CT
07/02/2012 - 02/11/2013
KNIGHT CAPITAL AMERICAS LLC (GREENWICH CT)
CT
01/03/2011 - 07/02/2012
KNIGHT CAPITAL AMERICAS, L.P. (GREENWICH CT)
CT
04/23/2008 - 01/03/2011
KNIGHT LIBERTAS LLC (GREENWICH CT)
CT
03/08/2008 - 04/26/2008
EQUUS FINANCIAL CONSULTING LLC (WESTPORT CT)
NY
04/28/2005 - 12/03/2007
HSBC SECURITIES (USA) INC. (NEW YORK NY)
TN
02/19/2003 - 04/07/2005
FTN FINANCIAL SECURITIES CORP (MEMPHIS TN)
MO
10/01/1999 - 04/30/2003
WACHOVIA SECURITIES, INC. (ST. LOUIS MO)
NC
03/08/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NY
07/27/1992 - 03/24/1999
GOLDMAN, SACHS & CO. (NEW YORK NY)
BC
Issued 08/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/26/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/30/2016
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/25/1992
Series 3 - National Commodity Futures Examination
BC
Issued 07/25/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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