Unclaimed
Michael Joseph Keefe is a licensed and registered representative with W&S Brokerage Services, Inc. Michael has been in the industry for over 2 years and has been actively registered with the state of North Carolina since March of 2024. Michael is a Series 63, SIE and Series 6TO licensed professional and has been with W&S Brokerage Services, Inc. since September 2023.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NC
09/27/2023 - Present
W&S Brokerage Services, Inc. (SHELBY NC)
BC
Issued 03/22/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/27/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 07/10/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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