Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Keating is a financial advisor with over 20 years of experience in the industry. Michael is currently registered with BNY Mellon Securities Corp. and has a strong track record of success in providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and charitable organizations. Michael holds a variety of licenses and certifications, including Series 7, Series 24, and Series 63. Michael has previously been associated with a number of other firms, including J.P. Morgan Securities LLC, First Republic Securities Company, LLC, and Alex. Brown & Sons Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Bnymsc sponsors a wrap fee program, and serves as a portfolio mgr or model provider to third party wrap program sponsors.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/18/2024 - Present
BNY Mellon Securities Corp. (NEW YORK NY)
NY
09/29/2023 - 10/02/2023
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
01/27/2014 - 09/29/2023
FIRST REPUBLIC SECURITIES COMPANY, LLC (NEW YORK NY)
NY
09/12/2007 - 01/06/2009
LEK SECURITIES CORPORATION (NEW CITY NY)
NY
06/01/2007 - 01/05/2009
COFFEY PUGLIESE, INC. (NEW YORK NY)
NY
07/12/2005 - 05/29/2007
TRINITY TRADING CORP. (NEW YORK NY)
IL
07/23/2002 - 07/22/2005
ROCK ISLAND SECURITIES, INC. (CHICAGO IL)
NY
03/11/2002 - 08/20/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
06/14/1999 - 03/04/2002
DEUTSCHE BANC ALEX. BROWN INC. (NEW YORK NY)
MD
09/01/1997 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
08/07/1997 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 01/28/2014
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 01/20/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/17/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 05/23/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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