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Michael Joseph Kane

Momentum Independent Network Inc.

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About Michael Joseph Kane

Michael Kane is a registered representative and investment advisor representative with Momentum Independent Network Inc. located in Dallas, Texas. Michael has been in the industry since May 6, 2006. Michael has a Series 7, Series 66, Series 24, Series 53, and Series 4 licenses. He has experience with various investments, including equity, fixed income, mutual funds, and exchange-traded funds. Michael also has experience with financial planning, portfolio management, and retirement planning. Michael has previously worked with Hilltop Securities Inc., BBVA Securities Inc., Cetera Investment Services LLC, J.P. Morgan Securities LLC, Chase Investment Services Corp., and Capital One Investments, LLC. Michael holds a bachelor's degree in finance from the University of Texas at Austin.

Firm Information

Michael Kane is currently registered with Momentum Independent Network Inc.. Momentum Independent Network Inc. is a Corporation registered with the SEC and in 52 states. Founded in 1983, the firm provides financial planning, educational seminars, and publication of periodicals in addition to portfolio management for individuals. Momentum Independent Network Inc. has 139 investment adviser representatives and 76 licensed agents, and manages approximately $1,117,141,327 in assets. The firm participates in wrap fee programs and has disclosed 10 regulatory events and 3 arbitration actions.
Momentum Independent Network Inc.

717 N. HARWOOD STREET

DALLAS, TX 75201

$1.12B

Assets Under Management

10

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b-1 fees

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Michael Kane’s Registration & Firm History

TX

05/01/2023 - Present

Momentum Independent Network Inc. (DALLAS TX)

TX

08/21/2020 - 06/13/2023

HILLTOP SECURITIES INC. (Plano TX)

TX

11/12/2015 - 08/24/2020

BBVA SECURITIES INC. (ALLEN TX)

TX

05/14/2014 - 10/14/2015

CETERA INVESTMENT SERVICES LLC (GARLAND TX)

LA

10/01/2012 - 05/02/2014

J.P. MORGAN SECURITIES LLC (MONROE LA)

LA

09/14/2007 - 10/01/2012

CHASE INVESTMENT SERVICES CORP. (ALEXANDRIA LA)

LA

03/27/2006 - 09/12/2007

CAPITAL ONE INVESTMENTS, LLC (SLIDELL LA)

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Licenses & Designations

BOTH

Issued 11/12/2007

Series 66 - Uniform Combined State Law Examination

BC

Issued 05/11/2012

Series 4 - Registered Options Principal Examination

BC

Issued 11/19/2010

Series 53 - Municipal Securities Principal Examination

BC

Issued 04/22/2010

Series 24 - General Securities Principal Examination

BC

Issued 04/28/2023

Series 82TO - Limited Representative-Private Securities Offerings

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 5 public disclosures for Michael Joseph Kane. Review regulatory record here.
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