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Michael Joseph Kane

Barclays Capital Inc.

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About Michael Joseph Kane

Michael Joseph Kane is a financial professional with over 15 years of experience in the industry. Michael has been registered with Barclays Capital Inc. since October 2018, where Michael specializes in municipal securities. Prior to Barclays Capital Inc., Michael was registered with Cain Brothers & Company, LLC and B. C. Ziegler and Company. Michael has a Series 52 license and passed the Securities Industry Essentials Examination. Michael holds a current registration with FINRA.

Firm Information

Michael Kane is currently registered with Barclays Capital Inc.. Barclays Capital Inc. is a Corporation formed on March 30, 1998 and is registered in all 50 states, as well as the District of Columbia, Puerto Rico and the Virgin Islands. The firm has a history of regulatory and civil events, with 120 regulatory disclosures and 4 civil disclosures on record.

Not reported

Assets Under Management

Not reported

Total Clients

434

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kane’s Registration & Firm History

IL

10/10/2018 - Present

Barclays Capital Inc. (CHICAGO IL)

NY

03/28/2001 - 02/11/2004

CAIN BROTHERS & COMPANY, LLC (NEW YORK NY)

IL

11/15/1993 - 03/05/2001

B. C. ZIEGLER AND COMPANY (CHICAGO IL)

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Licenses & Designations

BC

Issued 10/11/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/10/2018

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael Joseph Kane.
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