Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Jones is a registered representative with Nomura Securities International, Inc., a broker-dealer with a FINRA CRD number of 15255. Michael Jones has been in the securities industry since January 5, 1988. Michael Jones has passed the Series 3, 7, 10, 24 and 63 exams and is registered to provide securities services in all 50 states and the District of Columbia. Previously, Michael Jones was also employed at Deutsche Bank Securities Inc., Lehman Brothers Inc., Lehman Government Securities Inc., Lehman Special Securities Inc., and CS First Boston Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
NY
07/30/2010 - Present
Nomura Securities International, Inc. (NEW YORK NY)
NY
03/31/1997 - 08/16/2010
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
08/02/1989 - 04/09/1997
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
08/02/1989 - 10/23/1995
LEHMAN GOVERNMENT SECURITIES INC.
NA
08/02/1989 - 07/18/1994
LEHMAN SPECIAL SECURITIES INC.
NA
09/24/1986 - 04/19/1988
CS FIRST BOSTON CORPORATION
BC
Issued 03/03/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/27/2003
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/1988
Series 3 - National Commodity Futures Examination
BC
Issued 09/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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