Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Johnston is a financial professional with over 10 years of experience in the industry. Michael is currently registered with Northwestern Mutual Investment Services, LLC and has a Series 7 and Series 63 license. Michael also has a Series SIE license. Michael has been a licensed professional in Colorado since November 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
CO
11/13/2020 - Present
Northwestern Mutual Investment Services, LLC (LAKEWOOD CO)
LA
08/09/2018 - 08/19/2019
RAYMOND JAMES & ASSOCIATES, INC. (NEW ORLEANS LA)
MO
05/17/2018 - 07/23/2018
PRUCO SECURITIES, LLC. (St. Louis MO)
BC
Issued 11/11/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/17/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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