Unclaimed
Michael Holmberg is a registered representative with Neuberger Berman BD LLC. Michael has been in the financial services industry since June 1, 2004. Michael has been with Neuberger Berman LLC since May 2009 and is registered in Illinois and New York. Michael is a Series 7, Series 63, and Series 66 licensed representative. Michael's areas of focus include portfolio management for individuals and investment companies.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
IL
03/29/2021 - Present
Neuberger Berman BD LLC (CHICAGO IL)
NY
10/01/1998 - 01/13/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
10/06/1994 - 10/01/1998
BANCAMERICA SECURITIES, INC. (SAN FRANCISCO CA)
BOTH
Issued 05/07/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/12/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/09/2009
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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