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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Herman has been an active financial advisor since 1995. Michael Herman is currently registered with Ameriprise Financial Services, LLC and is based out of the Cleveland, Ohio office. Michael Herman is licensed to provide investment advice in Arizona, Florida, Maryland, Nevada, New York, North Carolina, and Ohio. Michael Herman has been with Ameriprise Financial Services, LLC since 2020. Michael Herman has also been registered with IDS LIFE INSURANCE COMPANY, SMITH BARNEY INC., VTR CAPITAL, INC., and L.C. WEGARD & CO., INC. Michael Herman has Series 7, Series 63 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
09/18/1999 - Present
Ameriprise Financial Services, LLC (CLEVELAND OH)
MN
07/25/1997 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
03/12/1996 - 05/21/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
11/20/1995 - 01/24/1996
VTR CAPITAL, INC. (NEW YORK NY)
NY
08/07/1995 - 11/21/1995
L.C. WEGARD & CO., INC. (NEW YORK NY)
BC
Issued 08/08/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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