Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Hennessy is a financial advisor with over 30 years of experience in the industry. Michael is currently registered with LPL Financial LLC and has offices in Clinton, NY. Michael has a strong background in both Broker-Dealer and Investment Advisor services and has held previous positions with a number of firms including CADARET, GRANT & CO., INC., WELLS FARGO ADVISORS, LLC, HSBC SECURITIES (USA) INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, MORGAN STANLEY DW INC., SMITH BARNEY INC. and FLAGSHIP SECURITIES, INC. Michael is dedicated to providing clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NY
08/03/2021 - Present
LPL Financial LLC (CLINTON NY)
NY
04/05/2012 - 04/01/2019
CADARET, GRANT & CO., INC. (CLINTON NY)
NY
01/01/2008 - 04/12/2012
WELLS FARGO ADVISORS, LLC (NEW HARTFORD NY)
NY
05/25/2007 - 01/03/2008
A. G. EDWARDS & SONS, INC. (UTICA NY)
NY
04/27/2005 - 06/26/2007
HSBC SECURITIES (USA) INC. (UTICA NY)
NY
08/31/2001 - 04/20/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
12/03/1997 - 09/05/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
11/11/1997 - 12/03/1997
DEAN WITTER REYNOLDS INC.
NY
01/07/1994 - 11/17/1997
SMITH BARNEY INC. (NEW YORK NY)
NY
04/21/1993 - 01/14/1994
FLAGSHIP SECURITIES, INC. (SYRACUSE NY)
IA
Issued 02/07/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/08/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/02/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/14/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/1999
Series 31 - Futures Managed Funds Examination
BC
Issued 04/20/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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