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Michael Joseph Graf

Mischler Financial Group, Inc.

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About Michael Joseph Graf

Michael Joseph Graf is a financial advisor currently working with Mischler Financial Group, Inc. Michael is a registered professional with over 27 years of experience in the financial services industry. He has a wide range of expertise in securities, investment banking and advisory services. Michael has held positions at several prominent financial institutions including Barclays Capital Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Lehman Brothers Inc. and Amherst Pierpont. Michael has a strong track record of success in providing personalized investment advice and portfolio management services to individuals and families.

Firm Information

Michael Graf is currently registered with Mischler Financial Group, Inc.. Mischler Financial Group, Inc. is a corporation formed in November 1994. It is registered with the SEC and in 48 states, providing financial services nationwide.

Not reported

Assets Under Management

Not reported

Total Clients

49

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Graf’s Registration & Firm History

CT

07/11/2018 - Present

Mischler Financial Group, Inc. (STAMFORD CT)

NY

03/03/2016 - 02/20/2018

AMHERST PIERPONT (NEW YORK NY)

NY

04/04/2007 - 02/27/2014

BARCLAYS CAPITAL INC. (NEW YORK NY)

NY

02/09/1999 - 03/30/2007

MERRILL LYNCH GOVERNMENT SECURITIES INC. (NEW YORK NY)

NY

02/09/1999 - 03/30/2007

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

CT

02/11/1997 - 01/21/1998

GREENWICH CAPITAL MARKETS, INC. (STAMFORD CT)

NY

10/04/1996 - 03/04/1997

MERRILL LYNCH GOVERNMENT SECURITIES INC. ("MLGSI") (NEW YORK NY)

NY

10/04/1996 - 03/04/1997

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

02/03/1992 - 03/13/1995

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

05/22/1990 - 03/13/1995

LEHMAN GOVERNMENT SECURITIES INC.

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Licenses & Designations

BC

Issued 02/17/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/18/2002

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/1992

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Graf.
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