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Michael Joseph Gorman

Sc & h Capital Corp.

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About Michael Joseph Gorman

Michael Joseph Gorman is a financial professional with over 18 years of experience in the industry. Michael has a strong background in the financial services sector, having held positions at prominent firms such as Janney Montgomery Scott LLC, Northwestern Mutual Investment Services, LLC, and SSG Capital Advisors, LLC. Currently, Michael is registered with Sc&h Capital Corp. in Maryland. Michael's expertise includes providing investment advice and managing assets for clients.

Firm Information

Michael Gorman is currently registered with Sc & h Capital Corp.. Sc&h Capital Corp. is a Corporation formed on October 25, 2004. They are registered in Delaware, District of Columbia, Maryland, and Virginia, and are also approved for SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

13

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Gorman’s Registration & Firm History

MD

04/29/2024 - Present

Sc&h Capital Corp. (ELLICOTT CITY MD)

PA

07/22/2022 - 04/08/2024

MUFSON HOWE HUNTER & PARTNERS LLC (PHILADELPHIA PA)

NY

03/27/2019 - 01/06/2022

STOUT CAPITAL, LLC (New York NY)

PA

04/07/2010 - 03/18/2019

SSG CAPITAL ADVISORS, LLC (WEST CONSHOHOCKEN PA)

OH

07/24/2007 - 05/01/2009

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

PA

12/18/2006 - 06/07/2007

JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)

OH

09/07/2006 - 12/19/2006

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

OH

08/09/2006 - 09/07/2006

NATCITY INVESTMENTS, INC. (CLEVELAND OH)

PA

09/27/2005 - 08/09/2006

SSG CAPITAL ADVISORS, L.P. (WEST CONSHOHOCKEN PA)

WI

01/11/2001 - 04/13/2001

NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (MILWAUKEE WI)

WA

08/17/2000 - 03/26/2001

RUSSELL FUND DISTRIBUTORS, INC. (SEATTLE WA)

NY

07/21/1999 - 07/21/2000

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/05/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 08/12/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/26/2005

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Gorman.
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