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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Gegen is a financial advisor with over 30 years of experience in the industry. Michael has a strong track record of providing investment advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Michael is currently registered with Robert W. Baird & Co. Inc. He is a Series 7, 63, and 65 licensed financial advisor. Prior to joining Robert W. Baird, Michael worked at RBC Capital Markets, LLC and U.S. Bancorp Piper Jaffray Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
CO
03/13/2017 - Present
Robert W. Baird & Co. Inc. (DENVER CO)
CO
11/03/2000 - 06/04/2014
RBC CAPITAL MARKETS, LLC (GREENWOOD VILLAGE CO)
MN
10/14/1994 - 11/24/2000
U.S. BANCORP PIPER JAFFRAY INC. (MINNEAPOLIS MN)
NY
04/22/1991 - 10/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/24/1985 - 05/01/1991
DAIN BOSWORTH INCORPORATED
IA
Issued 02/24/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/20/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/25/1985
Series 3 - National Commodity Futures Examination
BC
Issued 07/20/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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