Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Garofalo is a registered investment advisor representative with Lifemark Securities Corp. Michael has been in the securities industry since January 1996. Michael has experience working with a variety of clients, including high-net-worth individuals, corporations, and pension plans. Michael is committed to providing clients with personalized financial advice and guidance to help them achieve their financial goals. Michael offers a variety of services, including financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NY
02/23/2015 - Present
Lifemark Securities Corp. (ROCHESTER NY)
PA
11/22/2004 - 01/04/2012
ALLSTATE FINANCIAL SERVICES, LLC (YORK PA)
OH
11/03/2003 - 11/23/2004
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NE
08/12/2002 - 11/04/2003
ALLSTATE FINANCIAL SERVICES, LLC (LINCOLN NE)
NJ
01/03/2002 - 08/14/2002
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
PA
03/29/2000 - 01/03/2002
GLATFELTER FINANCIAL SERVICES, INC. (YORK PA)
NJ
01/04/2000 - 03/31/2000
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
OH
03/25/1998 - 01/05/2000
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NY
04/25/1997 - 03/26/1998
DREYFUS FINANCIAL SERVICES CORPORATION (NEW YORK NY)
PA
09/24/1996 - 03/26/1998
DREYFUS INVESTMENT SERVICES CORPORATION (PITTSBURGH PA)
MA
01/12/1996 - 09/12/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
01/12/1996 - 09/12/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
IA
Issued 07/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/22/1997
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Michael Garofalo is the right advisor for you? Invested Better is here to help.
