Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Fowler is a financial advisor at Raymond James & Associates, Inc. Michael has been in the industry since 1998 and has experience in a variety of financial services, including investment management, financial planning, and insurance. Michael has a broad range of experience in the financial industry, having previously worked for Merrill Lynch, Pierce, Fenner & Smith Incorporated, and Bank of America, N.A. Michael holds a Series 7, 6, and 66 license as well as a SIE. Michael is registered to conduct business in Virginia, Texas, and several other states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
VA
07/18/2019 - Present
Raymond James & Associates, Inc. (Norfolk VA)
VA
10/23/2009 - 07/19/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NORFOLK VA)
VA
06/18/2003 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORFOLK VA)
GA
05/26/2000 - 06/23/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
VA
09/23/1998 - 05/26/2000
CRESTAR SECURITIES CORPORATION (RICHMOND VA)
NC
01/23/1998 - 09/09/1998
CENTURA SECURITIES, INC. (KANNAPOLIS NC)
BOTH
Issued 02/11/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/16/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/12/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/16/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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