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Michael Joseph Flanagan

Marex Capital Markets Inc.

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About Michael Joseph Flanagan

Michael Joseph Flanagan has been in the industry since 2004. Michael is currently registered with Marex Capital Markets Inc. in New York, NY. Michael has been with Marex Capital Markets Inc. since 11/10/2022. Michael has previously been registered with MF GLOBAL INC., REFCO SECURITIES, LLC, and TATUM SECURITIES, INC..

Firm Information

Michael Flanagan is currently registered with Marex Capital Markets Inc.. Marex Capital Markets Inc. is a Corporation formed in 1952 and approved for operations in all 50 states, the District of Columbia, and Puerto Rico. The firm has an active SEC registration and has reported 42 regulatory events.

Not reported

Assets Under Management

Not reported

Total Clients

71

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Flanagan’s Registration & Firm History

NY

11/10/2022 - Present

Marex Capital Markets Inc. (NEW YORK NY)

NY

01/12/2006 - 12/06/2011

MF GLOBAL INC. (NEW YORK NY)

NY

02/19/1997 - 12/31/2005

REFCO SECURITIES, LLC (NEW YORK NY)

NJ

08/17/1993 - 01/09/1997

TATUM SECURITIES, INC. (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/10/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/02/1995

Series 24 - General Securities Principal Examination

BC

Issued 11/10/2022

Series 7TO - General Securities Representative Examination

BC

Issued 07/21/2022

SIE - Securities Industry Essentials Examination

BC

Issued 10/06/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe C2 Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Joseph Flanagan.
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