Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Fertitta has been in the financial services industry since 1987 and is currently registered with Northwestern Mutual Investment Services, LLC. Michael has experience with various investment products and services, having previously been employed by Robert W. Baird & Co. Incorporated and NML Equity Services, Inc. Michael is licensed to sell securities in Arizona, Connecticut, District of Columbia, Florida, Maine, Massachusetts, New Hampshire and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
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2
MA
05/23/1988 - Present
Northwestern Mutual Investment Services, LLC (WELLESLEY MA)
WI
02/12/1990 - 01/01/2002
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
NA
01/29/1987 - 02/22/1988
ROBERT W. BAIRD & CO. INCORPORATED
NA
01/29/1987 - 02/20/1988
NML EQUITY SERVICES, INC.
BC
Issued 05/12/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/07/1987
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/28/1987
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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