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Michael Joseph Ferak

Northwestern Mutual Investment Services, LLC

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About Michael Joseph Ferak

Michael Ferak is a financial advisor with Northwestern Mutual Investment Services, LLC. Michael is registered with both BrokerCheck and Investment Adviser Public Disclosure (IAPD). Michael is a registered representative in Arizona, California, Colorado, Connecticut, Florida, Georgia, Illinois, Indiana, Iowa, Louisiana, Maine, Michigan, Minnesota, Missouri, Montana, New Hampshire, New Jersey, New York, North Carolina, Ohio, Oklahoma, Oregon, Rhode Island, Tennessee, Texas, and Virginia. Michael is also registered as an investment adviser representative in Illinois. Michael has been in the financial services industry since April 2014. Michael's previous employers include SII Investments, Inc. and Waddell & Reed, Inc. Michael is a Series 66, Series 3, Series 7, and SIE licensed individual. Michael's current employment is with Northwestern Mutual Investment Services, LLC.

Firm Information

Michael Ferak is currently registered with Northwestern Mutual Investment Services, LLC. Northwestern Mutual Investment Services, LLC is a Limited Liability Company formed in June 1998 and based in Milwaukee, Wisconsin. The firm offers investment research, referrals to other advisors, and acts as an investment advisor, providing advisory services to various client types, including individuals, corporations, and insurance companies. They are registered with the SEC and in all 50 states, boasting a large network of licensed agents, investment advisor representatives, and registered representatives. The firm has been involved in several regulatory events and one arbitration disclosure.
Northwestern Mutual Investment Services, LLC

1 N WACKER DR STE 4600

CHICAGO, IL 60606

Not reported

Assets Under Management

1

Total Clients

10,224

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment research; referrals to other advisers

Investment research; referrals to other advisers

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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other

Referral fees

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Michael Ferak’s Registration & Firm History

IL

06/16/2017 - Present

Northwestern Mutual Investment Services, LLC (CHICAGO IL)

IL

01/02/2014 - 10/19/2015

SII INVESTMENTS, INC. (ORLAND PARK IL)

IL

07/18/2012 - 11/22/2013

WADDELL & REED, INC. (ORLAND PARK IL)

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Licenses & Designations

BOTH

Issued 9/10/2012

Series 66 - Uniform Combined State Law Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 1/28/2016

Series 3 - National Commodity Futures Examination

BC

Issued 7/17/2012

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Ferak.
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