Unclaimed
Michael Ferak is a registered representative with Northwestern Mutual Investment Services, LLC. Michael has been in the industry since 2014 and has held previous positions with SII Investments, Inc. and Waddell & Reed, Inc. Michael holds the Series 3, Series 7, and Series 66 licenses. Michael is registered in 27 states, including Illinois, California, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
IL
06/16/2017 - Present
Northwestern Mutual Investment Services, LLC (CHICAGO IL)
IL
01/02/2014 - 10/19/2015
SII INVESTMENTS, INC. (ORLAND PARK IL)
IL
07/18/2012 - 11/22/2013
WADDELL & REED, INC. (ORLAND PARK IL)
BOTH
Issued 09/10/2012
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2016
Series 3 - National Commodity Futures Examination
BC
Issued 07/17/2012
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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