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Michael Joseph Egan

First Trust Advisors LP

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About Michael Joseph Egan

Michael Joseph Egan is a financial advisor with over 30 years of experience in the industry. Michael has a background in investment banking and has held various roles at firms such as Lehman Brothers and Legg Mason Wood Walker. Michael is currently affiliated with First Trust Advisors LP and is registered as an investment advisor in Florida and Illinois. Michael holds a Series 3, 7, 10, 9, 24, 4, 63 and 65 licenses. He is also a Certified Financial Planner. Michael has a strong focus on portfolio management for individuals, businesses, investment companies and pooled investment vehicles. Michael specializes in providing portfolio supervisory services.

Firm Information

Michael Egan is currently registered with First Trust Advisors LP. First Trust Advisors LP is an investment advisor headquartered in Wheaton, Illinois, with over 210 billion in assets under management. The firm provides portfolio management services to individuals, businesses, investment companies, and pooled investment vehicles. They specialize in ETF development and management and offer a variety of investment strategies, including index tracking, active management, and alternative investments. First Trust Advisors LP also publishes periodicals and selects other advisors for its clients.
First Trust Advisors LP

120 E. LIBERTY DRIVE

WHEATON, IL 60187

$210.88B

Assets Under Management

Not reported

Total Clients

499

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Fixed fees per unit (uits) for portfolio supervisory services

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Michael Egan’s Registration & Firm History

IL

11/20/2024 - Present

First Trust Advisors LP (WHEATON IL)

FL

12/02/2005 - 01/06/2020

MOORS & CABOT, INC. (NAPLES FL)

MD

07/30/1994 - 12/19/2005

LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)

NY

01/29/1991 - 08/11/1992

LEHMAN BROTHERS INC. (NEW YORK NY)

NA

01/29/1991 - 08/11/1992

LEHMAN GOVERNMENT SECURITIES INC.

NA

01/29/1991 - 08/11/1992

LEHMAN SPECIAL SECURITIES INC.

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Licenses & Designations

IA

Issued 10/04/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/11/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/08/2001

Series 4 - Registered Options Principal Examination

BC

Issued 11/10/2000

Series 24 - General Securities Principal Examination

BC

Issued 05/30/2000

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/24/2000

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/03/1991

Series 3 - National Commodity Futures Examination

BC

Issued 02/21/1991

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are no public disclosures for Michael Joseph Egan.
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