Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Dupuis is a registered representative with Blackstone Securities Partners LP. Michael is a seasoned professional with over 30 years of experience in the financial services industry. Michael has held a series of progressively responsible positions, including roles at TCW Funds Distributors, PaineWebber Incorporated, Kidder, Peabody & Co. Incorporated, Shearson Lehman Hutton Inc. and Smith Barney, Harris Upham & Co., Incorporated. Michael holds Series 7, 63 and 65 licenses, and holds registrations in 10 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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CA
02/13/2012 - Present
Blackstone Securities Partners LP (SAN FRANCISCO CA)
CA
11/05/2007 - 12/31/2011
TCW FUNDS DISTRIBUTORS (LOS ANGELES CA)
NJ
01/28/1995 - 07/07/1997
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
07/28/1988 - 01/28/1995
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
NY
01/11/1988 - 08/03/1988
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NY
01/29/1986 - 01/04/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
BC
Issued 03/07/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 04/15/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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