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Michael Joseph Dullaghan

Franklin Distributors, LLC

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About Michael Joseph Dullaghan

Michael Joseph Dullaghan is a financial advisor with Franklin Distributors, LLC. Michael has been in the financial services industry since August 23, 1994, and is registered with FINRA as well as all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. Michael holds the Series 7, Series 26, Series 31 and Series 63 licenses and the SIE exam. Michael was previously affiliated with Putnam Retail Management Limited Partnership, Goldman, Sachs & Co., American Funds Distributors, Inc., and Dean Witter Reynolds Inc..

Firm Information

Michael Dullaghan is currently registered with Franklin Distributors, LLC. Franklin Distributors, LLC is a Limited Liability Company formed in December 2000. It is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

369

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Dullaghan’s Registration & Firm History

MA

07/02/2024 - Present

Franklin Distributors, LLC (Boston MA)

MA

05/22/2013 - 07/02/2024

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)

NY

08/24/2009 - 05/14/2013

GOLDMAN, SACHS & CO. (NEW YORK NY)

CA

06/19/1997 - 06/12/2009

AMERICAN FUNDS DISTRIBUTORS, INC. (LOS ANGELES CA)

NY

08/17/1993 - 08/29/1996

DEAN WITTER REYNOLDS INC. (PURCHASE NY)

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Licenses & Designations

IA

Issued 09/09/1993

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 08/19/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/2000

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/23/1993

Series 31 - Futures Managed Funds Examination

BC

Issued 08/16/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Dullaghan.
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