Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dugan is an investment advisor representative at NFP Retirement Inc.. Michael has been in the financial services industry for over 20 years and has experience with a variety of firms including Kestra Investment Services, LLC, T. Rowe Price Investment Services, Inc., Fidelity Investments Institutional Services Company, Inc., Charles Schwab & Co., Inc. and VALIC Financial Advisors, Inc.. Michael has a strong background in financial planning, portfolio management, and pension consulting. Michael offers a variety of services including financial planning, portfolio management, and selection of other advisors. Michael holds the Series 6, Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Research reports on 401(k) plans / diligence on investment lineups
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
04/08/2024 - Present
NFP Retirement Inc. (ALISO VIEJO CA)
MD
02/15/2013 - 03/28/2024
KESTRA INVESTMENT SERVICES, LLC (BETHESDA MD)
MD
02/20/2007 - 11/15/2011
T. ROWE PRICE INVESTMENT SERVICES, INC. (OWINGS MILLS MD)
MA
02/10/2006 - 02/05/2007
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (MARLBOROUGH MA)
TX
09/23/2005 - 11/10/2005
CHARLES SCHWAB & CO., INC. (WESTLAKE TX)
TX
03/11/2003 - 10/06/2003
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
MD
07/02/1997 - 03/27/2003
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
IA
Issued 11/23/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/24/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/09/1998
Series 7 - General Securities Representative Examination
BC
Issued 07/01/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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