Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Dugan is a financial advisor with over 20 years of experience in the securities industry. Michael is currently registered with Alexander Capital, LP. Prior to that, Michael was employed with a number of other firms, including CRAFT CAPITAL MANAGEMENT LLC, SPARTAN CAPITAL SECURITIES, LLC, CHELSEA FINANCIAL SERVICES, and AVENIR FINANCIAL GROUP. Michael holds FINRA Series 7 and Series 63 licenses, as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
07/11/2024 - Present
Alexander Capital, LP (Staten Island NY)
NJ
04/17/2023 - 04/16/2024
CRAFT CAPITAL MANAGEMENT LLC (Red Bank NJ)
NY
03/06/2017 - 05/01/2023
SPARTAN CAPITAL SECURITIES, LLC (NEW YORK NY)
NY
09/22/2015 - 04/15/2016
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
NY
08/04/2015 - 09/23/2015
AVENIR FINANCIAL GROUP (NEW YORK NY)
NY
10/01/2014 - 08/04/2015
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
NY
09/13/2013 - 10/14/2014
AVENIR FINANCIAL GROUP (NEW YORK NY)
NY
06/05/2013 - 08/21/2013
CHELSEA FINANCIAL SERVICES (STATEN ISLAND NY)
NY
12/11/2012 - 06/24/2013
AVENIR FINANCIAL GROUP (NEW YORK NY)
NY
05/09/2012 - 01/02/2013
BLACKWALL CAPITAL MARKETS, INC. (NEW YORK NY)
NY
02/27/2012 - 04/16/2012
OLSON, CROSS & ALAMO LLC (BROOKLYN NY)
NY
01/09/2012 - 02/27/2012
PHD CAPITAL (NEW YORK NY)
NA
06/13/2011 - 01/06/2012
CALDWELL INTERNATIONAL SECURITIES (NASSAU )
NY
11/11/2010 - 06/20/2011
CHARLES MORGAN SECURITIES, INC. (NEW YORK NY)
NJ
05/18/2010 - 11/16/2010
SEABOARD SECURITIES, INC. (FLORHAM PARK NJ)
NY
11/17/2009 - 02/22/2010
ANDREW GARRETT INC. (NEW YORK NY)
NY
06/17/2008 - 06/29/2009
GLOBAL ARENA CAPITAL CORP (NEW YORK NY)
NY
03/10/2006 - 06/04/2008
CLARK DODGE & CO., INC. (WHITE PLAINS NY)
NY
10/17/2007 - 10/24/2007
BRILL SECURITIES, INC. (NEW YORK NY)
TX
01/10/2005 - 02/08/2006
CAC CAPITAL CORP (DALLAS TX)
FL
07/28/2004 - 11/26/2004
ASG SECURITIES, INC. (FT. LAUDERDALE FL)
NY
10/01/2003 - 02/27/2004
GREAT EASTERN SECURITIES, INC. (NEW YORK NY)
OK
04/22/2003 - 07/18/2003
BENCHMARK SECURITIES GROUP, INC. (OKLAHOMA CITY OK)
NY
05/27/2002 - 02/06/2003
S.G. MARTIN SECURITIES LLC (JERICHO NY)
NY
03/01/2002 - 05/22/2002
LEGEND SECURITIES, INC. (NEW YORK NY)
NY
11/30/2000 - 03/28/2001
ROYAL HUTTON SECURITIES CORP. (NEW YORK NY)
PA
02/23/2001 - 03/15/2001
BRYN MAWR INVESTMENT GROUP, INC. (ROSEMONT PA)
FL
08/11/2000 - 12/11/2000
LH ROSS & COMPANY, INC. (BOCA RATON FL)
NY
06/08/2000 - 06/16/2000
LCP CAPITAL CORP. (STATEN ISLAND NY)
NY
01/13/2000 - 05/23/2000
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
FL
08/23/1999 - 12/08/1999
LH ROSS & COMPANY, INC. (BOCA RATON FL)
NY
02/11/1999 - 07/14/1999
LCP CAPITAL CORP. (STATEN ISLAND NY)
PA
06/16/1998 - 01/20/1999
SHAMROCK PARTNERS, LTD (MEDIA PA)
GA
09/10/1997 - 05/18/1998
J.P. TURNER & COMPANY, L.L.C. (ATLANTA GA)
GA
06/30/1997 - 08/12/1997
ARGENT SECURITIES, INC. (ATLANTA GA)
NY
05/28/1997 - 06/04/1997
LT LAWRENCE & CO., INC. (NEW YORK NY)
NY
03/03/1997 - 05/22/1997
FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)
BC
Issued 05/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/1997
Series 7 - General Securities Representative Examination
Active
Inactive
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FINRA
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Nasdaq Stock Market
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