Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Defazio is a financial advisor at LPL Financial LLC. Michael has been working in the financial services industry since March 5, 2007. Michael is registered with the state of California as an Investment Advisor Representative and has a Series 6, 7, 63, and 66 licenses. Michael has also earned the Series SIE license. In addition to his work at LPL Financial LLC, Michael also works with Redwood Wealth Management. Michael provides consulting and other non-discretionary advisory services, financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
09/19/2024 - Present
LPL Financial LLC (Winsor CA)
CA
03/06/2007 - 05/01/2007
NYLIFE SECURITIES LLC (ROSEVILLE CA)
BOTH
Issued 02/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/2007
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/2014
Series 7 - General Securities Representative Examination
BC
Issued 03/05/2007
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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