Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Cowles is a financial advisor with Janney Montgomery Scott LLC. Michael has been in the financial industry since 1992. Michael holds the Series 7, Series 63 and Series 66 licenses as well as the SIE certification. Michael has been a registered representative with Janney Montgomery Scott LLC since May 2016. Before Janney Montgomery Scott LLC, Michael was with Merrill Lynch, Pierce, Fenner & Smith Incorporated. Michael works with individuals, corporations, and high-net-worth individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NY
02/01/2019 - Present
Janney Montgomery Scott LLC (ALBANY NY)
NY
05/24/2010 - 05/09/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALBANY NY)
NY
07/07/2009 - 05/27/2010
WALNUT STREET SECURITIES, INC. (LOUDONVILLE NY)
NY
03/16/2007 - 03/02/2009
KEY INVESTMENT SERVICES LLC (ALBANY NY)
NY
08/08/2000 - 02/20/2007
MCDONALD INVESTMENTS INC. (ALBANY NY)
MA
04/24/1992 - 08/15/2000
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 09/30/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/21/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/20/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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