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Michael Joseph Communiello

Maxim Group LLC

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About Michael Joseph Communiello

Michael Communiello is a financial professional with over 18 years of experience in the industry. Michael is currently registered with Maxim Group LLC in New York, NY. Michael has previously held positions at firms such as Insperex LLC, Brownstone Investment Group, LLC, Capital Guardian, LLC, C & CO/Princeridge LLC, Maxim Group LLC, FTN Financial Securities Corp, and Spear, Leeds & Kellogg, L.P.. Michael is a Series 7, Series 55, Series 57TO, and SIE licensed professional and has been active in the financial industry since March 28, 2005.

Firm Information

Michael Communiello is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Communiello’s Registration & Firm History

NY

01/09/2024 - Present

Maxim Group LLC (NEW YORK NY)

FL

06/03/2020 - 05/12/2023

INSPEREX LLC (DELRAY BEACH FL)

NY

01/07/2015 - 06/26/2020

BROWNSTONE INVESTMENT GROUP, LLC (NEW YORK NY)

NY

01/28/2014 - 01/07/2015

CAPITAL GUARDIAN, LLC (New York NY)

NY

05/18/2010 - 01/28/2014

C & CO/PRINCERIDGE LLC (NEW YORK NY)

NY

12/15/2008 - 05/26/2010

MAXIM GROUP LLC (NEW YORK NY)

NY

01/07/2005 - 08/21/2008

FTN FINANCIAL SECURITIES CORP (NEW YORK NY)

NY

04/07/2004 - 01/07/2005

SPEAR, LEEDS & KELLOGG, L.P. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/26/2004

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/13/2004

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 04/06/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Michael Joseph Communiello.
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