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Michael Joseph Carlucci

Independent Financial Group, LLC

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About Michael Joseph Carlucci

Michael Carlucci is a financial advisor registered with Independent Financial Group, LLC. Michael has been in the financial services industry since 1993. Michael is a Certified Financial Planner and has been registered with FINRA since 1993. Michael has previously worked with several other firms, including Lincoln Financial Advisors Corporation and Quest Capital Corporation. Michael is registered to provide investment advice in eight states: Florida, New Jersey, New York, Ohio, Pennsylvania, Texas, and others.

Firm Information

Michael Carlucci is currently registered with Independent Financial Group, LLC. Independent Financial Group, LLC is a limited liability company formed in July 2001 and headquartered in San Diego, California. The firm offers financial planning, pension consulting, portfolio management for individuals and businesses, and selection of other advisors. They manage approximately $1 billion to $10 billion in assets for a diverse clientele, including high-net-worth individuals, corporations, charitable organizations, and pension plans. The firm is registered with the SEC and in all 50 states, as well as Puerto Rico and the Virgin Islands.
Independent Financial Group, LLC

12671 HIGH BLUFF DR

SAN DIEGO, CA 92130

$6.75B

Assets Under Management

270

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Michael Carlucci’s Registration & Firm History

NJ

04/27/2009 - Present

Independent Financial Group, LLC (FREEHOLD NJ)

NJ

01/08/2007 - 04/29/2009

LINCOLN FINANCIAL ADVISORS CORPORATION (MANALAPAN NJ)

NJ

12/01/2006 - 01/03/2007

QUESTAR CAPITAL CORPORATION (MANALAPAN NJ)

NJ

12/02/2005 - 12/01/2006

USALLIANZ SECURITIES, INC. (MANALAPAN NJ)

GA

04/18/2005 - 12/06/2005

RAIKE FINANCIAL GROUP INC. (WOODSTOCK GA)

NJ

12/06/1999 - 04/18/2005

NETWORK 1 FINANCIAL SECURITIES INC. (RED BANK NJ)

CO

07/15/1998 - 12/03/1999

EBI SECURITIES CORPORATION (ENGLEWOOD CO)

NY

09/18/1995 - 07/24/1998

WHALE SECURITIES CO., L.P. (NEW YORK NY)

FL

03/23/1995 - 09/18/1995

BARRON CHASE SECURITIES, INC. (BOCA RATON FL)

NY

11/11/1994 - 07/11/1995

HANOVER, STERLING & COMPANY LTD. (NEW YORK NY)

NY

07/06/1994 - 10/18/1994

AMERICORP SECURITIES, INC. (NEW YORK NY)

NY

05/24/1994 - 07/08/1994

RUSSO SECURITIES INC. (STATEN ISLAND NY)

NY

10/11/1993 - 05/05/1994

FIRST HANOVER SECURITIES, INC. (STATEN ISLAND NY)

NY

02/01/1993 - 10/04/1993

NYLIFE SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 06/21/2005

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 03/05/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 05/16/2003

Series 4 - Registered Options Principal Examination

BC

Issued 04/28/1994

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/08/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/29/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Carlucci.
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