Unclaimed
Michael Buttery is a financial advisor currently registered with Thrivent Investment Management Inc. Michael has been in the financial services industry for over 2 years and has over 36 years of experience. Michael specializes in portfolio management for individuals and financial planning. Michael is also registered to provide investment advisory services in 3 states: California, Oklahoma, and Texas. Michael previously worked at First Command Brokerage Services, Inc. and has been associated with the firm for more than 2 years. Michael is licensed to sell securities in 36 states and is registered with FINRA as a registered representative and investment advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/30/2022 - Present
Thrivent Investment Management Inc. (Del Mar CA)
CA
01/03/2020 - 06/10/2020
FIRST COMMAND BROKERAGE SERVICES, INC. (SAN DIEGO CA)
BOTH
Issued 02/12/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/24/2018
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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