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Michael Joseph Butler

Cascadia Capital, LLC

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About Michael Joseph Butler

Michael Joseph Butler is a registered representative with Cascadia Capital, LLC. Michael has been in the industry for 29 years. Michael is licensed to conduct business in California, Georgia, Minnesota, New York, Ohio, South Carolina, Tennessee, Texas, and Washington. Michael has passed the Series 7, Series 8, Series 24, Series 28, Series 63, Series 79TO, Series 99TO, and SIE exams. Michael previously worked with Lehman Brothers Inc., Morgan Stanley & Co., Incorporated and Smith Barney, Harris Upham & Co., Incorporated.

Firm Information

Michael Butler is currently registered with Cascadia Capital, LLC. Cascadia Capital, LLC is a Limited Liability Company formed on December 4, 2000. The firm is registered in 9 states, including California, Georgia, Minnesota, New York, Ohio, South Carolina, Tennessee, Texas, and Washington. Cascadia Capital, LLC also has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

65

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Butler’s Registration & Firm History

WA

05/01/2000 - Present

Cascadia Capital, LLC (SEATTLE WA)

NY

10/26/1995 - 04/16/1999

LEHMAN BROTHERS INC. (NEW YORK NY)

NY

07/02/1992 - 06/07/1995

MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)

NA

11/13/1987 - 02/10/1988

SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED

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Licenses & Designations

BC

Issued 03/17/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/25/2000

Series 24 - General Securities Principal Examination

BC

Issued 03/31/2000

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 12/06/1994

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/21/1987

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Michael Joseph Butler. Review regulatory record here.
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