Unclaimed
Michael Brown is a financial advisor with over 10 years of experience in the financial services industry. Michael is a Registered Representative and Investment Advisor Representative for Citigroup Global Markets Inc. Michael has been with Citigroup Global Markets Inc. since 2018. Prior to that, Michael worked for J.P. Morgan Securities LLC. Michael holds a Series 7, Series 6, Series 63, and Series 65 licenses. Michael is also a Certified Financial Planner. Michael provides financial advice to individuals, families, and businesses. Michael is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
IL
09/10/2018 - Present
Citigroup Global Markets Inc. (SKOKIE IL)
IL
10/01/2012 - 09/20/2018
J.P. MORGAN SECURITIES LLC (NILES IL)
IL
08/15/2008 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (CHICAGO IL)
IA
Issued 01/08/2011
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/06/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2010
Series 7 - General Securities Representative Examination
BC
Issued 07/29/2008
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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