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Michael Joseph Breen

Fnex Capital, LLC

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About Michael Joseph Breen

Michael Breen is a financial advisor with Fnex Capital, LLC, based in Boston, MA. Michael has been in the financial services industry since September 6, 2013 and has been registered with FINRA since August 5, 2013. Michael has a Series 63 license and a Series 24 license.

Firm Information

Michael Breen is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Breen’s Registration & Firm History

MA

06/06/2024 - Present

Fnex Capital, LLC (Boston MA)

MA

06/05/2023 - 06/05/2024

F/M DISTRIBUTORS, LLC (Boston MA)

MA

01/31/2022 - 06/05/2023

FORESIDE FINANCIAL SERVICES, LLC (Boston MA)

MA

08/24/2015 - 01/03/2022

NATIXIS DISTRIBUTION, LLC (BOSTON MA)

RI

08/05/2013 - 08/17/2015

FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)

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Licenses & Designations

BC

Issued 08/12/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 02/26/2024

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/05/2013

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Joseph Breen.
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