Unclaimed
Michael Breen is a financial advisor with Fnex Capital, LLC, based in Boston, MA. Michael has been in the financial services industry since September 6, 2013 and has been registered with FINRA since August 5, 2013. Michael has a Series 63 license and a Series 24 license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
06/06/2024 - Present
Fnex Capital, LLC (Boston MA)
MA
06/05/2023 - 06/05/2024
F/M DISTRIBUTORS, LLC (Boston MA)
MA
01/31/2022 - 06/05/2023
FORESIDE FINANCIAL SERVICES, LLC (Boston MA)
MA
08/24/2015 - 01/03/2022
NATIXIS DISTRIBUTION, LLC (BOSTON MA)
RI
08/05/2013 - 08/17/2015
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 08/12/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/26/2024
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/05/2013
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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