Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Bateman is a financial advisor with Independent Financial Group, LLC in PROVO, UT. Michael has been in the financial industry since 1988 and has a total of 14 approved state registrations and 1 approved investment advisor registration. Michael has earned both Series 66 and Series 63 exams. Michael also holds Series 4, Series 24, and Series 7 licenses. Michael is a registered representative for the firm and has been with Independent Financial Group since 2004. Prior to that, Michael was a registered representative with SENTRA SECURITIES CORPORATION.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
UT
08/08/2012 - Present
Independent Financial Group, LLC (PROVO UT)
AZ
09/20/1988 - 10/25/2004
SENTRA SECURITIES CORPORATION (PHOENIX AZ)
BOTH
Issued 05/28/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/27/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/29/1999
Series 4 - Registered Options Principal Examination
BC
Issued 09/04/1991
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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