Unclaimed
Michael Joseph Bast is a financial advisor with Cetera Investment Services LLC in Saint Cloud, MN. Michael has been in the financial services industry since 2008. Michael has licenses in Indiana and Minnesota. Michael earned the Series 6, Series 63 and SIE licenses. Michael was previously registered with KEY INVESTMENT SERVICES LLC and FIFTH THIRD SECURITIES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MN
10/14/2022 - Present
Cetera Investment Services LLC (ST CLOUD MN)
IN
02/18/2016 - 09/14/2022
KEY INVESTMENT SERVICES LLC (BROWNSBURG IN)
IN
11/21/2001 - 03/23/2009
FIFTH THIRD SECURITIES, INC. (INDIANAPOLIS IN)
BC
Issued 06/15/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/2016
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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