Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Joseph Baker is a financial advisor with over 19 years of experience in the industry. Michael is currently registered with J.p. Morgan Securities LLC in California and Texas. Michael has been with the firm since August 2017. Previous firms where Michael has been registered include Citi Private Alternatives, LLC, Citigroup Global Markets Inc., Fidelity Brokerage Services LLC, and SunTrust Securities, Inc. Michael has a wide range of experience and holds licenses including Series 7, 63, 65, and 66. Michael holds the SIE and Series 31 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
CA
09/06/2024 - Present
J.p. Morgan Securities LLC (Los Angeles CA)
CA
05/17/2018 - 08/28/2024
CITI PRIVATE ALTERNATIVES, LLC (Beverly Hills CA)
CA
05/17/2018 - 08/28/2024
CITIGROUP GLOBAL MARKETS INC. (BEVERLY HILLS CA)
CA
07/25/2017 - 05/02/2018
J.P. MORGAN SECURITIES LLC (SANTA MONICA CA)
CA
08/22/2012 - 07/27/2017
FIDELITY BROKERAGE SERVICES LLC (SANTA MONICA CA)
FL
10/01/2008 - 07/09/2012
J.P. MORGAN SECURITIES LLC (PALM BEACH FL)
TX
12/07/2005 - 10/01/2008
J.P. MORGAN SECURITIES INC. (HOUSTON TX)
GA
03/06/2002 - 01/23/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
MN
11/06/2001 - 01/08/2002
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/06/2001 - 01/08/2002
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 01/10/2013
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/07/2006
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/23/2018
Series 31 - Futures Managed Funds Examination
BC
Issued 12/06/2005
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
MIAX Sapphire
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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