Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Allan is a financial advisor with B. Riley Wealth Advisors, Inc. based in New York, NY. Michael has been in the financial industry since 1984, having held various positions with other firms including National Securities Corporation and Prime Capital Services, Inc. Michael's areas of expertise include providing financial planning, portfolio management, and educational seminars to both individuals and businesses. Michael is a Certified Financial Planner.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
10/18/2021 - Present
B. Riley Wealth Advisors, Inc. (New York NY)
NY
11/22/2013 - 07/22/2022
NATIONAL SECURITIES CORPORATION (NEW YORK NY)
NY
04/09/1987 - 11/22/2013
PRIME CAPITAL SERVICES, INC. (NEW YORK NY)
NA
05/06/1986 - 04/06/1987
FSC SECURITIES CORPORATION
NA
05/30/1984 - 05/27/1986
JOHN HANCOCK DISTRIBUTORS, INC.
BC
Issued 08/21/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/11/1997
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/1984
Series 7 - General Securities Representative Examination
BC
Issued 05/25/1984
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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