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Michael Jonathan Yee

Jefferies LLC

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About Michael Jonathan Yee

Michael Jonathan Yee is a financial professional with over 20 years of experience in the industry. Michael is currently registered with Jefferies LLC and has been with the firm since June 2017. Prior to joining Jefferies LLC, Michael worked at RBC Capital Markets, LLC, RBC Capital Markets Corporation, W.R. Hambrecht + Co., LLC and Deutsche Bank Securities Inc. Michael is licensed to conduct business in all states, including Alabama, Alaska, Arizona, and Arkansas.

Firm Information

Michael Yee is currently registered with Jefferies LLC. Jefferies LLC is a Limited Liability Company formed on March 1, 2013, operating in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. They are approved by the SEC and hold active registrations in all 53 jurisdictions.

Not reported

Assets Under Management

Not reported

Total Clients

446

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Yee’s Registration & Firm History

FL

06/01/2017 - Present

Jefferies LLC (MIAMI FL)

CA

02/29/2008 - 04/05/2017

RBC CAPITAL MARKETS, LLC (SAN FRANCISCO CA)

CA

04/04/2005 - 02/29/2008

RBC CAPITAL MARKETS CORPORATION (SAN FRANCISCO CA)

CA

01/05/2004 - 03/23/2005

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

NY

10/30/2002 - 10/10/2003

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

CA

12/21/2001 - 11/01/2002

THOMAS WEISEL PARTNERS LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 01/03/2002

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/16/2005

Series 86 - Research Analyst Exam - Part I Analysis Module

BC

Issued 01/24/2005

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 12/20/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Michael Jonathan Yee.
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