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Michael Jonathan Farren

ASL Capital Markets Inc.

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About Michael Jonathan Farren

Michael Jonathan Farren is a registered representative with ASL Capital Markets Inc., holding licenses in securities and investment advisory services. Michael's area of expertise is in helping clients meet their financial goals. Michael has been actively involved in the financial services industry since 2023, with a strong commitment to providing clients with the highest level of service.

Firm Information

Michael Farren is currently registered with ASL Capital Markets Inc.. ASL Capital Markets Inc. is a corporation that was formed on September 20, 2016. The firm is registered with the Securities and Exchange Commission (SEC) and all 50 states.

Not reported

Assets Under Management

Not reported

Total Clients

33

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Farren’s Registration & Firm History

CT

09/18/2023 - Present

ASL Capital Markets Inc. (STAMFORD CT)

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Licenses & Designations

BC

Issued 10/21/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/18/2023

Series 7TO - General Securities Representative Examination

BC

Issued 05/27/2023

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jonathan Farren.
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