Unclaimed
Michael Jonathan Farren is a registered representative with ASL Capital Markets Inc., holding licenses in securities and investment advisory services. Michael's area of expertise is in helping clients meet their financial goals. Michael has been actively involved in the financial services industry since 2023, with a strong commitment to providing clients with the highest level of service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
09/18/2023 - Present
ASL Capital Markets Inc. (STAMFORD CT)
BC
Issued 10/21/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 05/27/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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