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Michael Jon Kingston

Lazard Freres & Co. LLC

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About Michael Jon Kingston

Michael Kingston is a financial professional with over 15 years of experience in the industry. Michael is a Series 7, Series 24, and Series 79TO licensed professional. Michael is currently registered with Lazard Freres & Co. LLC. Michael has been with Lazard Freres & Co. LLC since August 28, 2007.

Firm Information

Michael Kingston is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Michael Kingston’s Registration & Firm History

CA

08/28/2007 - Present

Lazard Freres & Co. LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/08/2017

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2007

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Michael Jon Kingston.
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