Unclaimed
Michael-jon Drake is a financial advisor registered with Multi-bank Securities, Inc., specializing in providing financial advice and investment management services. Michael-jon has over 34 years of experience in the financial services industry. His areas of expertise include investment products, securities, and variable contracts. Michael-jon holds the Series 6, 7, 24, 63, and SIE licenses. Michael-jon is currently registered in 13 states: Alabama, California, Florida, Idaho, Louisiana, Minnesota, Nebraska, Nevada, New Jersey, New York, Oregon, Texas, and Utah.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
02/12/2013 - Present
Multi-Bank Securities, Inc. (Parsippany NJ)
NJ
03/09/2002 - 02/08/2013
RBC CAPITAL MARKETS, LLC (FLORHAM PARK NJ)
MA
08/08/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
NJ
11/25/1988 - 08/30/2000
FINANCIAL NORTHEASTERN SECURITIES, INC. (FAIRFIELD NJ)
IA
Issued 09/10/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/24/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/19/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/19/1993
Series 7 - General Securities Representative Examination
BC
Issued 11/22/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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