Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Michael? Claim Your ProfileMichael Woods is a securities professional with over 25 years of experience in the financial services industry. Michael is currently registered with Entoro Securities, LLC in Texas. Prior to Entoro Securities, LLC, Michael was employed at Foreside Fund Services, LLC, Leerink Partners LLC, DWS Investments Distributors, Inc, Evergreen Investment Services, Inc., XTF Capital LLC, XTF Market Making LLC, Legg Mason Investor Services, LLC, Citigroup Global Markets Inc., Nuveen Investments, Delaware Distributors, L.P., Voyageur Investments, Inc., Prudential Securities Incorporated, Advest, Inc. and Pashley Financial Services, Inc. Michael holds Series 3, 7, 8, 24, 63, and 65 licenses. Michael is also registered in California, New York, and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TX
09/11/2019 - Present
Entoro Securities, LLC (HOUSTON TX)
NY
04/17/2015 - 11/02/2018
FORESIDE FUND SERVICES, LLC (New York NY)
MA
01/27/2014 - 08/20/2014
LEERINK PARTNERS LLC (BOSTON MA)
NY
09/02/2009 - 01/03/2014
DWS INVESTMENTS DISTRIBUTORS, INC (NEW YORK NY)
NC
09/19/2007 - 03/27/2009
EVERGREEN INVESTMENT SERVICES, INC. (CHARLOTTE NC)
NY
06/09/2006 - 07/18/2007
XTF CAPITAL LLC (NEW YORK NY)
NY
06/21/2006 - 05/31/2007
XTF MARKET MAKING LLC (NEW YORK NY)
CT
12/01/2005 - 06/06/2006
LEGG MASON INVESTOR SERVICES, LLC (STAMFORD CT)
NY
10/13/2000 - 12/01/2005
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IL
03/09/2000 - 08/18/2000
NUVEEN INVESTMENTS (CHICAGO IL)
PA
01/05/1999 - 11/17/1999
DELAWARE DISTRIBUTORS, L.P. (PHILADELPHIA PA)
NA
06/30/1995 - 08/12/1997
VOYAGEUR INVESTMENTS, INC.
NY
09/23/1991 - 05/17/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
11/08/1990 - 07/05/1991
ADVEST, INC. (HARTFORD CT)
IN
09/04/1990 - 10/05/1990
PASHLEY FINANCIAL SERVICES, INC. (SPENCER IN)
IA
Issued 02/08/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/23/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/09/1999
Series 24 - General Securities Principal Examination
BC
Issued 12/22/1994
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2010
Series 3 - National Commodity Futures Examination
BC
Issued 08/31/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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